Regulations Governing Offshore Structured Products Article 11
Upon discovery that a trustee or sub-distributor violates any law or regulations, or exceeds the scope of authority to engage in trust investment or brokerage trading, or invest in offshore structured products linked to an investment-linked insurance policy, the issuer or master agent shall immediately demand the trustee or sub-distributor to take improvement actions and notify the FSC, and in two (2) business days, notify the FSC in writing the status of improvement.
中文原文 境外結構型商品管理規則第11條
發行人或總代理人如發現受託或銷售機構受託投資、受託買賣或為投資型保險投資境外結構型商品違反法令或逾越授權範圍之情事，應立即要求其改善及副知本會，並於二個營業日內將改善情形以書面通知本會。