Regulations Governing Approval and Administration of Short-term Bills Clearing and Depository Organizations Article 43
The president of a short-term bills clearing and depository organization must have leadership and the ability to effectively manage the short-term bills clearing and depository organization, and possess any one of the following qualification:1.Having at least nine (9) years of experience working in bills finance companies or banks, including at least three (3) years of experience working in the position of manager or higher, or in a comparable position at the head office of bills finance companies or banks with good performance record.2.Having at least nine (9) years of experience working in financial administration or management, including at least three (3) years of experience working in a Grade Nine position or higher, or in a comparable position with good performance record.3.Having at least six (6) years of experience working in bills finance companies or banks, including at least three (3) years of experience working in the position of vice president or higher, or in a comparable position at bills finance companies or banks with good performance record.4.Having at least nine (9)years of experience working in centralized custody or settlement of securities, including at least three (3) years of experience working in the position of vice president of centralized custody or settlement of securities businesses or higher, or in a comparable position with good performance record.5.Having at least nine (9) years of experience working in operating financial information service enterprises of account settlements between banks, including at least three (3) years of experience working in the position of vice president of operating financial information service enterprises of account settlements between banks or higher, or in a comparable position with good performance record.6. Having other experience and qualifications that can be used asevidence certifying the effective management of short-term bills clearing and depository businesses.A short-term bills clearing and depository organization shall submit relevant qualification documents to the competent authority for approval before appointing its president.
中文原文 短期票券集中保管結算機構許可及管理辦法第43條
短期票券集中保管結算機構總經理應具備領導及有效經營短期票券集中保管結算機構之能力,並具備下列資格之一:
一、票券金融公司或銀行工作經驗九年以上,並曾擔任三年以上票券金融公司或銀行總行經理以上或同等職務,成績優良。
二、金融行政或管理工作經驗九年以上,並曾擔任三年以上薦任九職等以上或同等職務,成績優良。
三、票券金融公司或銀行工作經驗六年以上,並曾擔任三年以上票券金融公司或銀行副總經理以上或同等職務,成績優良。
四、有價證券集中保管或結算業務工作經驗九年以上,並曾擔任三年以上有價證券集中保管或結算事業副總經理以上或同等職務,成績優良。
五、經營銀行間資金移轉帳務清算之金融資訊服務事業工作經驗九年以上,並曾擔任三年以上經營銀行間資金移轉帳務清算之金融資訊服務事業副總經理以上或同等職務,成績優良。
六、有其他經歷足資證明可健全有效經營短期票券集中保管結算業務。
總經理之充任,短期票券集中保管結算機構應事先檢具有關資格證明文件報經主管機關核准。
一、票券金融公司或銀行工作經驗九年以上,並曾擔任三年以上票券金融公司或銀行總行經理以上或同等職務,成績優良。
二、金融行政或管理工作經驗九年以上,並曾擔任三年以上薦任九職等以上或同等職務,成績優良。
三、票券金融公司或銀行工作經驗六年以上,並曾擔任三年以上票券金融公司或銀行副總經理以上或同等職務,成績優良。
四、有價證券集中保管或結算業務工作經驗九年以上,並曾擔任三年以上有價證券集中保管或結算事業副總經理以上或同等職務,成績優良。
五、經營銀行間資金移轉帳務清算之金融資訊服務事業工作經驗九年以上,並曾擔任三年以上經營銀行間資金移轉帳務清算之金融資訊服務事業副總經理以上或同等職務,成績優良。
六、有其他經歷足資證明可健全有效經營短期票券集中保管結算業務。
總經理之充任,短期票券集中保管結算機構應事先檢具有關資格證明文件報經主管機關核准。