Regulations Governing Approval and Administration of Short-term Bills Clearing and Depository Organizations Article 17

Where a short-term bills clearing and depository organization is dissolved due to a merger with another institution, it shall return the original permit to the competent authority for cancellation.After the surviving institution is approved by the competent authority to serve as a short-term bills clearing and depository organization, it shall submit the following documents and apply for permission from the competent authority within the period specified by the competent authority:1. Permit licenseapplication form;2. Certification documents of company registration;3. Certification of operating funds allocated in accordance with Article 14;4. Certification of security deposit paid in accordance with Article 38;5. Articles of Incorporation;6. Site of operations of the business department of the short-term bills clearing and depository organization;7. List of directors, supervisors, presidents, vice presidents, and managers of business departments that operate the short-term bills clearing and depository organization;8. The statements of the managers of business departments of the short-term bills clearing and depository organization inwritten format of the absence of conditions specified in Article 42 and Article 47;9. Certification documents of the managers of business departments of the short-term bills clearing and depository organization;10. List of participants;11. Other documents as may be required by the competent authority.Where the surviving institution fails to apply for the issuance of the permit licensewithin the period specified by the competent authority, the competent authority shall revoke the approval for the merger and the surviving institution's qualifications as a short-term bills clearing and depository organization. Where there is a legitimate reason, the surviving institution may apply for an extension before the expiry of the period; the extension may not exceed six months and only one extension may be granted.
中文原文 短期票券集中保管結算機構許可及管理辦法第17條
短期票券集中保管結算機構因與其他機構合併而消滅者,應向主管機關繳銷原發許可證照。
存續機構經主管機關許可擔任短期票券集中保管結算機構後,應於主管機關所定期間內,檢具下列書件,向主管機關申請核發許可證照:
一、許可證照申請書。
二、公司登記證明文件。
三、依第十四條規定指撥營運資金之證明。
四、依第三十八條規定繳存保證金之證明。
五、公司章程。
六、辦理短期票券集中保管結算機構業務部門之所在地。
七、董事、監察人、總經理、副總經理及辦理短期票券集中保管結算機構業務部門之經理人名冊。
八、辦理短期票券集中保管結算機構業務部門之經理人無第四十二條及第四十七條所列情事之書面聲明。
九、辦理短期票券集中保管結算機構業務部門之經理人資格證明文件。
十、參加人名冊。
十一、其他經主管機關規定應提出之文件。
存續機構未於主管機關所定期間內申請核發許可證照者,主管機關應廢止合併及其擔任短期票券集中保管結算機構之許可。
但有正當理由,在期限屆滿前,得申請延長;其期限不得超過六個月,並以一次為限。

English translation for reference only; the Chinese text prevails. Not legal advice.