Regulations Governing Approval and Administration of Short-term Bills Clearing and Depository Organizations Article 10
For the establishment of a short-term bills clearing and depository organization, the promotershall submit three copies of the following documents and apply for permission from the competent authority:1. Establishment application for the short-term bills clearing and depository organization;2. Business plan: Specify the scope of business operations, principles of business operations, and specific methods for execution (including the site and equipment for the custody of short-term bills, notifications for the custody, issuance and registration, settlement, delivery, and maturity of short-term bills, redemption operations and the book-entry transferand computer programming thereof, entry and exit control and inventory management of short-term bills, system equipment overview, network structure, expected fee standards, division of labor of internal organizations, manpower allocation, personnel recruitment and training, business development plan, and financial forecasts and system backup plans for the next three years);3. List of promoters and certification documents;4. Meeting minutes of the promoters' meeting;5. The promoters' statements in written format of the absence of conditions specified in Article 42, Paragraph 1;6. The promoters' certification of the opening of a dedicated account for the deposit of subscription payments in accordance with Article 11;7. Certification documents for the qualifications of the President and Vice Presidents to be appointed;8. Articles of Incorporation including the duties of the board of directors and the division of duties of the management departments;9. Review opinions ofthecertified public accountant (CPA)and lawyer;10. Other documents as may be required by the competent authority.
中文原文 短期票券集中保管結算機構許可及管理辦法第10條
短期票券集中保管結算機構之設立，發起人應檢具下列書件各三份，向主管機關申請許可：
一、短期票券集中保管結算機構設立許可申請書。
二、營業計畫書：載明業務之範圍、業務之原則與方針及具體執行之方法（包括保管短期票券之場地及設備、短期票券之保管、發行登錄、結算、交割、到期提示、兌償作業與其帳簿劃撥及電腦規劃事項、短期票券之進出管制及庫存管理、系統設備概況、網路架構、預定收費標準、內部組織分工、人力配置、人員招募培訓、業務發展計畫、未來三年財務預測及系統備援計畫）。
三、發起人名冊及證明文件。
四、發起人會議紀錄。
五、發起人無第四十二條第一項各款所列情事之書面聲明。
六、發起人依第十一條規定開設專戶存儲股款之證明。
七、預定總經理、副總經理之資格證明文件。
八、公司章程，應含董事會之職責及其與經理部門職權之劃分。
九、會計師及律師之審查意見。
十、其他經主管機關規定應提出之文件。
一、短期票券集中保管結算機構設立許可申請書。
二、營業計畫書：載明業務之範圍、業務之原則與方針及具體執行之方法（包括保管短期票券之場地及設備、短期票券之保管、發行登錄、結算、交割、到期提示、兌償作業與其帳簿劃撥及電腦規劃事項、短期票券之進出管制及庫存管理、系統設備概況、網路架構、預定收費標準、內部組織分工、人力配置、人員招募培訓、業務發展計畫、未來三年財務預測及系統備援計畫）。
三、發起人名冊及證明文件。
四、發起人會議紀錄。
五、發起人無第四十二條第一項各款所列情事之書面聲明。
六、發起人依第十一條規定開設專戶存儲股款之證明。
七、預定總經理、副總經理之資格證明文件。
八、公司章程，應含董事會之職責及其與經理部門職權之劃分。
九、會計師及律師之審查意見。
十、其他經主管機關規定應提出之文件。