Regulations Governing the Responsible Persons and Business Staff Members of Bills Houses Article 3
The term "associated person" of a bills house as used in these Regulations shall mean a person managing or performing any of the following business operations for a bills house:1.Certifying, underwriting, brokering, trading or settlement and delivery of short-term bills.2.Internal audit or accounting in connection with short-term bills.A person managing the business operations mentioned in Subparagraph 1 or 2 of the preceding paragraph refers to a manager, assistant manager, junior manager, section chief, deputy section chief, or a person holding comparable position at a bills house.
中文原文 票券商負責人及業務人員管理規則第3條
本規則所稱票券商業務人員，指為票券商管理或從事下列業務之人員：
一、短期票券之簽證、承銷、經紀、自營或結算交割。
二、短期票券之內部稽核或會計。
前項為票券商管理第一款或第二款業務之人員，指票券商經理、副經理、襄理、科長、副科長或與其職責相當之人。
一、短期票券之簽證、承銷、經紀、自營或結算交割。
二、短期票券之內部稽核或會計。
前項為票券商管理第一款或第二款業務之人員，指票券商經理、副經理、襄理、科長、副科長或與其職責相當之人。