The Act Governing Bills Finance Business Article 28
Transaction terms for Short-Term Bills or bonds traded or held by a Bills House which are issued by a [related] enterprise listed below (Related Party), shall be not more favorable than the terms for similar transactions with similar [non-related] parties and shall be (I) guaranteed or accepted by a financial institution which has been rated at or above a certain rating [level prescribed by the Competent Authority] or (ii) issued by a Related Party issuer which is rated at or above a certain rating [level to be prescribed by a Competent Authority] by a credit rating agency. Except for negotiable time deposit certificates and financial bonds issued by a bank, the total amount [of the above Related Party issued Bills/bonds] a Bills House may hold shall be restricted. [The following are Related Parties]:1. An Enterprise that is, itself or through a representative, a director or supervisor of a Bills House; or2. A shareholder holding more than three percent (3%) of the paid-in capital of a Bills House, or an entity in which the responsible person of a Bills House serves as a director, supervisor, or manager.The definition of transaction terms, similar [non-related] parties, total holding amount and required minimum ratings shall be prescribed by the competent authority after consulting with the CBC.
中文原文 票券金融管理法第28條
票券商買賣或持有下列企業所發行之短期票券、債券,其買賣條件不得優於其他同類交易對象,且應經由信用評等機構評等為一定等級以上之其他金融機構保證或承兌;未經保證或承兌者,其發行人應經信用評等機構評等為一定等級以上;其持有總額並應受一定之限制。
但銀行發行之可轉讓定期存單及金融債券,不在此限:
一、以法人身分或推由其代表人當選為票券商董事或監察人之企業。
二、持有票券商實收資本額百分之三以上之股東或票券商負責人擔任董事、監察人或經理人之企業。
前項買賣條件、同類交易對象、持有總額限制及一定等級之標準,由主管機關會商中央銀行定之。
但銀行發行之可轉讓定期存單及金融債券,不在此限:
一、以法人身分或推由其代表人當選為票券商董事或監察人之企業。
二、持有票券商實收資本額百分之三以上之股東或票券商負責人擔任董事、監察人或經理人之企業。
前項買賣條件、同類交易對象、持有總額限制及一定等級之標準,由主管機關會商中央銀行定之。