Regulations Governing Foreign Currency Bond Brokerage, Proprietary Trading, and Investment by Bills Finance Companies Article 11
After a bills finance company has been approved to conduct foreign currency bond brokerage, proprietary trading, or investment, if any circumstance in any subparagraph of Article 4, paragraph 1 is discovered to exist, the FSC, depending on the seriousness of the case, may restrict the positions held by the company, revoke its approval, or take other measures as necessary.
中文原文 票券金融公司辦理外幣債券經紀自營及投資管理辦法第11條
票券金融公司經核准辦理外幣債券經紀、自營及投資後，如發現有第四條第一項各款情事之一時，主管機關得視情節輕重，限制其持有部位、廢止其核准或為其他必要措施。