Rules Governing Offshore Banking Branches Article 9
An offshore banking branch may not invest in stocks.An offshore banking branch of a bank may not invest in securities issued, accepted or guaranteed by a company of which the responsible person(s) of the said bank acts as a director, supervisor or manager.The total amount of securities invested in by a bank’s offshore banking branch, calculated in combination with all other units of the said bank, shall not exceed the investment ceilings set by the MOF for the said bank.An offshore banking branch of a bank shall submit its internal rules governing the permissible types of and aggregate and single issuer investment ceilings for its investments in foreign currency denominated securities to the MOF for approval and comply therewith. The said rules shall be consented by the board of directors for domestic banks and officers authorized by the head office for foreign banks respectively. Any amendment to such rules shall be handled in accordance with the above-mentioned procedures.Where the rules governing the types and the ceilings of securities investment as set by an offshore banking branch pursuant to the preceding paragraph is approved by the MOF, the said types of the ceilings for securities investment shall be interpreted as having been set by the competent authority for purposes of Article 22-1, Item 3 of the Act.
中文原文 國際金融業務分行管理辦法第9條
國際金融業務分行不得投資股票。
國際金融業務分行不得投資於其所屬銀行負責人擔任董事、監察人或經理人之公司所發行、承兌或保證之有價證券。
國際金融業務分行投資有價證券，應與其所屬銀行投資有價證券金額合計，不得超過金管會對其總行所規定之限額。
國際金融業務分行應檢附經其董（理）事會（或其總行授權單位或人員）同意得投資之外幣有價證券種類、總投資限額及對同一發行人所發行有價證券投資限額之文件，向金管會申請核准，並應依核准內容辦理；其修正時，亦同。
國際金融業務分行依前項規定訂定之外幣有價證券之種類及限額，經金管會核准後，視為本條例第二十二條之一第三款所指主管機關所定之種類及限額。
國際金融業務分行不得投資於其所屬銀行負責人擔任董事、監察人或經理人之公司所發行、承兌或保證之有價證券。
國際金融業務分行投資有價證券，應與其所屬銀行投資有價證券金額合計，不得超過金管會對其總行所規定之限額。
國際金融業務分行應檢附經其董（理）事會（或其總行授權單位或人員）同意得投資之外幣有價證券種類、總投資限額及對同一發行人所發行有價證券投資限額之文件，向金管會申請核准，並應依核准內容辦理；其修正時，亦同。
國際金融業務分行依前項規定訂定之外幣有價證券之種類及限額，經金管會核准後，視為本條例第二十二條之一第三款所指主管機關所定之種類及限額。