Regulations Governing Investments in Other Enterprises by Commercial Banks Article 2
A commercial bank investing in another enterprise shall comply with the following provisions:1. Where the invested enterprise and the investing commercial bank become “interested parties” as defined in the Act, credit extensions by the commercial bank to the invested enterprise shall comply with the applicable provisions of Article 32 and Article 33 of the Act.2. The responsible person and employees of a commercial bank may not concurrently serve in an finance-related invested enterprise in any position except director or supervisor, unless otherwise specified by act or regulation.3. When calculating the ratio of regulatory capital to risk-weighted assets, the capital charge of investments of a commercial bank should comply with the rule of “Regulations Governing the Capital Adequacy and Capital Category of Banks“ and “the Methods for calculating Bank’s regulatory capital and Risk Weighted Assets”.4. A commercial bank and its invested enterprises shall comply with the provisions concerning the confidentiality of customer information in Article 48 of the Act.5. When using personal identity information of customers in joint marketing, a commercial bank and its invested enterprises shall obtain customer agreement; if a customer refuses, their information may not be used.6. A commercial bank and its invested enterprises shall develop self-disciplinary standards to prevent conflicts of interest and insider trading.
中文原文 商業銀行轉投資應遵守事項準則第2條
商業銀行轉投資應遵守下列規定：
一、該被投資事業與轉投資之商業銀行成為本法所稱之利害關係人者，該商業銀行對該被投資事業之授信應符合本法第三十二條及第三十三條之相關規定。
二、商業銀行負責人及職員，除法令另有規定外，不得兼任金融相關轉投資事業之董事及監察人以外之任何職務。
三、商業銀行計算自有資本與風險性資產比率時，轉投資之資本計提方式應依銀行資本適足性及資本等級管理辦法及銀行自有資本與風險性資產之計算方法說明及表格規定辦理。
四、商業銀行與轉投資事業對其客戶資料，應遵守本法第四十八條有關保密之規定。
五、商業銀行與轉投資事業對客戶個人身分資料採取共同行銷時，應取得客戶同意，客戶如有拒絕，則不得使用。
六、商業銀行與轉投資事業均應訂定防止利益衝突及內線交易事項之內部規範。
一、該被投資事業與轉投資之商業銀行成為本法所稱之利害關係人者，該商業銀行對該被投資事業之授信應符合本法第三十二條及第三十三條之相關規定。
二、商業銀行負責人及職員，除法令另有規定外，不得兼任金融相關轉投資事業之董事及監察人以外之任何職務。
三、商業銀行計算自有資本與風險性資產比率時，轉投資之資本計提方式應依銀行資本適足性及資本等級管理辦法及銀行自有資本與風險性資產之計算方法說明及表格規定辦理。
四、商業銀行與轉投資事業對其客戶資料，應遵守本法第四十八條有關保密之規定。
五、商業銀行與轉投資事業對客戶個人身分資料採取共同行銷時，應取得客戶同意，客戶如有拒絕，則不得使用。
六、商業銀行與轉投資事業均應訂定防止利益衝突及內線交易事項之內部規範。