Standards Governing the Establishment of Commercial Banks Article 8
For the establishment of a bank, the founders shall attach three copies of each of the following documentation within the deadline requested by the competent authority and apply to the competent authority for the establishment permit, which would not be processed in case of failure to meet with the scheduled deadline:1. Application form for incorporation permit2. Business plan: including the business scope, the principle & guideline of the business operation and the concrete method to carry on (including the location facility, the division of the internal organization, the employment and training of personnel, the business development plan and the financial forecast for the next three years)…et cetera.3. The list of founders and its certification4. Self-assessment form for founders from financial industry meeting requirements of investments related regulations5. The application forms stipulated in Paragraph 6 of Article 25 of the Banking Act for the same person or the same interested parties who have more than 10% of the shares concerning founders who are from non-financial industry6. The minutes of the founders’ meeting7. Written declaration of the founders stating that they do not have any of the circumstances listed in Article 3 of the "Regulations for the Responsible Persons of the Bank"8. Certification that the founders have already deposited the capital at least two billion NT dollars according to Paragraph 1 of Article 10 of these Standards9. Description of founders’ fund source10. Articles of public offering11. The certification of qualifications for president, vice president and assistant vice president12. Articles of incorporation of the bank13. Auditing opinions of certified public accountant and lawyer14. Other documents required by the competent authorityThe application case would be dismissed if the stated matters of the document as mentioned above were not complete or sufficient. For the dismissed application of which the situation can be amended, if such amendments were not completed within a deadline requested by the competent authority, the application would be dismissed.
中文原文 商業銀行設立標準第8條
銀行之設立，發起人應於主管機關規定之期限內檢附下列書件各三份，向主管機關申請設立許可，逾期不予受理：
一、銀行設立許可申請書。
二、營業計畫書：載明業務之範圍、業務之原則與方針及具體執行之方法（包括場所設施、內部組織分工、人員招募培訓、業務發展計畫及未來三年財務預測）等。
三、發起人名冊及證明文件。
四、金融業發起人符合轉投資相關法令規定之自評表。
五、非金融業發起人，同一人或同一關係人所認股份超過百分之十者，其符合銀行法第二十五條第六項授權所定規定之申請書件。
六、發起人會議紀錄。
七、發起人等無銀行負責人準則第三條所列情事之書面聲明。
八、發起人已依第十條第一項規定存入股款至少新臺幣二十億元之證明。
九、發起人之資金來源說明。
十、招股章程。
十一、總經理、副總經理、協理之資格證明。
十二、銀行章程。
十三、會計師及律師之審查意見。
十四、其他經主管機關規定應提出之文件。
前項書件之記載事項如有不完備或不充分者，駁回其申請案件；其情形可補正，經主管機關限期補正而未辦理者，駁回其申請。
一、銀行設立許可申請書。
二、營業計畫書：載明業務之範圍、業務之原則與方針及具體執行之方法（包括場所設施、內部組織分工、人員招募培訓、業務發展計畫及未來三年財務預測）等。
三、發起人名冊及證明文件。
四、金融業發起人符合轉投資相關法令規定之自評表。
五、非金融業發起人，同一人或同一關係人所認股份超過百分之十者，其符合銀行法第二十五條第六項授權所定規定之申請書件。
六、發起人會議紀錄。
七、發起人等無銀行負責人準則第三條所列情事之書面聲明。
八、發起人已依第十條第一項規定存入股款至少新臺幣二十億元之證明。
九、發起人之資金來源說明。
十、招股章程。
十一、總經理、副總經理、協理之資格證明。
十二、銀行章程。
十三、會計師及律師之審查意見。
十四、其他經主管機關規定應提出之文件。
前項書件之記載事項如有不完備或不充分者，駁回其申請案件；其情形可補正，經主管機關限期補正而未辦理者，駁回其申請。