Regulations Governing Management and Utilization of Collective Investment Trust Funds Article 4
For collective trust accounts set up by an offshore securities unit (OSU) established pursuant to Article 22-3 of the Offshore Banking Act that accepts funds only from individuals, juristic persons, government agencies or financial institutionsoutside the Republic of China, the provisions of these Regulationsdo not apply to the following matters, provided the head office of the OSU has been approved by or registered with the competent authority to establish collective trust accounts:1. The types and scope of trust assets under management, utilization and disposal;2. Qualification requirements for professional investors;3. The establishment of a collective trust account requiring the review and/or approval of or recordation with the Trust Association or the competent authority; and4. Undertaking of roadshow, advertising, business solicitation and promotional activities.
中文原文 信託資金集合管理運用管理辦法第4條
依國際金融業務條例第二十二條之三設立之國際證券業務分公司，其總公司已經主管機關核准或備查設置集合管理運用帳戶者，設置限中華民國境外之個人、法人、政府機關或金融機構委託投資之集合管理運用帳戶，於下列事項不適用本辦法規定：
一、管理、運用與處分信託財產之種類及範圍。
二、專業投資人應符合之資格條件。
三、設置之集合管理運用帳戶應經同業公會或主管機關審查、核准或備查。
四、從事推介、廣告、業務招攬及營業促銷活動。
一、管理、運用與處分信託財產之種類及範圍。
二、專業投資人應符合之資格條件。
三、設置之集合管理運用帳戶應經同業公會或主管機關審查、核准或備查。
四、從事推介、廣告、業務招攬及營業促銷活動。