Regulations Governing the Scope of Business, Restrictions on Transfer of Beneficiary Rights, Risk Disclosure, Marketing, and Conclusion of Contract by Trust Enterprises Article 7-1
When an offshore securities branch established pursuant to Article 22-3 of the Offshore Banking Act engages in business for which its head office has received approval from the competent authority and conducts asset allocation business on behalf of a customer through a trust, if the customer is an offshore natural person, juristic person, government agency, or financial institution, then these Regulations do not apply to the following matters:(1) The types and scope of the trust assets managed, utilized, and disposed.(2) The required qualifications for professional investors.(3) Requirements that products be submitted to the Trust Association or the competent authority for review, approval, recordation, or effective registration.(4) The conduct of recommendations, advertising, business solicitations, and business promotional activities.
中文原文 信託業營運範圍受益權轉讓限制風險揭露及行銷訂約管理辦法第7-1條
依國際金融業務條例第二十二條之三設立之國際證券業務分公司，辦理總公司經主管機關核准辦理以信託方式接受客戶委託執行資產配置業務，該客戶為中華民國境外之個人、法人、政府機關或金融機構者，於下列事項不適用本辦法規定：
一、管理、運用與處分信託財產之種類及範圍。
二、專業投資人應符合之資格條件。
三、商品應經同業公會或主管機關審查、核准、備查或申報生效。
四、從事推介、廣告、業務招攬及營業促銷活動。
一、管理、運用與處分信託財產之種類及範圍。
二、專業投資人應符合之資格條件。
三、商品應經同業公會或主管機關審查、核准、備查或申報生效。
四、從事推介、廣告、業務招攬及營業促銷活動。