Regulations Governing the Scope of Business, Restrictions on Transfer of Beneficiary Rights, Risk Disclosure, Marketing, and Conclusion of Contract by Trust Enterprises Article 22-1

A trust enterprise that conducts non-discretionary money trust or non-discretionary securities trust business and accepts a non-professional investor's instruction to invest in onshore structured products shall comply with the following:1. The trust enterprise shall read aloud or use an electronic device to inform the non-professional investor the important content of the notice to customers regarding structured products and retain a record in the form of an audio recording or save the trace of relevant operating process on an electronic device.2. When a non-professional investor that is a juristic person places an instruction with the trust enterprise for investment in a specific onshore structured product and subsequently places further instructions for investment in structured products of the same type, it may request the trust enterprise to exempt it from the procedures of the preceding subparagraph by signing a written consent form in each subsequent case.The term "onshore structured product" mentioned in the preceding paragraph means a compound product that combines a fixed-income product with a financial derivative and is transacted through a domestic financial institution.The term "structured products of the same type" mentioned in paragraph 1, subparagraph 2 hereof means a product having all identical features in terms of product structure, currency, and linked assets.