Regulations Governing the Scope of Business, Restrictions on Transfer of Beneficiary Rights, Risk Disclosure, Marketing, and Conclusion of Contract by Trust Enterprises Article 13

Investments that meet one of the criteria below are not subject to thepreceding three articles:1. The trustor is a professional institutional investor and the trust enterprise makes trust investment within the scope allowed the trustor according to law and regulation.2. The investments were made under trust investment according to law prior to the promulgation and implementation of these Regulations and are continued to be held at the originally agreed price before the contract expires.
中文原文 信託業營運範圍受益權轉讓限制風險揭露及行銷訂約管理辦法第13條
符合下列條件之一者,不受前三條限制:
一、委託人為專業機構投資人,信託業以委託人依法令得投資之範圍受託投資。
二、本辦法發布施行前依法令受託投資者,於契約期滿前按原訂契約金額繼續持有。

English translation for reference only; the Chinese text prevails. Not legal advice.