Regulations Governing Securities Investment of Credit Cooperatives Article 2

Credit cooperatives may invest in the following types of securities:1.Domestic and foreign government bonds.2.Domestic short-term bills.3.Domestic financial bonds.4.Domestic corporate bonds.5.Beneficiary certificates of domestic securities investment trust funds.6.Negotiable certificates of deposit and savings bonds issued by the Central Bank of theRepublic of China (Taiwan)(referred to as the “Central Bank” hereunder).7.Domestic beneficial securities and asset-backed securities.8.Domesticstockslisted on TWSE/TPEx.9.Foreign securities under non-discretionarymoney trust.10.Other securities approved by the central competent authority.The types of stocks referred to in the preceding paragraph include:1. Common shares of constituent stocks of TWSETaiwan 50 Index, common shares of constituent stocks of TWSETaiwan Mid-Cap 100 Index and TWSETaiwan Technology Index.2. Common shares of constituent stocks of MSCI Taiwan Index.3. Common shares of constituent stocks of TPEx 50 Index.Where the corporate bonds or financial bondsin Paragraph 1 hereofare convertible, exchangeable or come with warrants, they may not be converted or exchanged into stock or their warrant may not be exercised unless the underlying stocks are issued by a domesticTWSE/TPExlisted company as provided in the preceding paragraph.
中文原文 信用合作社投資有價證券辦法第2條
信用合作社投資有價證券之種類規定如下:
一、國內公債及外國公債。
二、國內短期票券。
三、國內金融債券。
四、國內公司債。
五、國內證券投資信託基金受益憑證。
六、中央銀行可轉讓定期存單及中央銀行儲蓄券。
七、國內受益證券及資產基礎證券。
八、國內上市、上櫃公司股票。
九、特定金錢信託投資國外有價證券。
十、中央主管機關核准之其他有價證券。
前項之股票種類如下:
一、臺灣五十指數成分公司普通股、臺灣中型一百指數成分公司普通股及臺灣資訊科技指數成分公司普通股。
二、摩根士丹利資本國際公司(MSCI)公告之臺灣股價指數成分公司普通股。
三、證券櫃檯買賣中心公告之櫃買富櫃五十指數成分公司普通股。
第一項公司債及金融債券如為可轉換、可交換或附認股權者,除符合前項之國內上市、上櫃公司所發行者外,不得轉換、交換為股票或執行認購權。

English translation for reference only; the Chinese text prevails. Not legal advice.