Regulations Governing Anti-Money Laundering of Financial Institutions Article 15
Financial institutions shall file suspicious ML/TF transaction reports in accordance with following provisions:1. For a transaction that exhibits the monitoring patterns or other irregularities set out under Subparagraph 5 of Article 9 herein, a financial institution shall complete the review process as quickly as possible in accordance with the provisions of Subparagraphs 4 and 6 of that same article to determine whether the transaction is suspected of involving ML/TF activity, and shall retain records.2. Where review has resulted in a determination that a transaction is suspected of involving ML or TF activity, regardless of the amount of the transaction, a financial institution shall promptly file an STR with the Investigation Bureau in a format prescribed by the Bureau after the report has been approved by the responsible chief compliance officer at the institution. The report shall be filed within two business days of said approval. The same shall apply to attempted transactions.3. For obviously significant suspicious ML/TF transactions of urgent nature, a financial institution should file a report as soon as possible to the Investigation Bureau by fax or other feasible means and follow it up with a written report. The financial institution is not required to submit a follow-up written report, provided the Investigation Bureau has acknowledged the receipt of report by sending a reply by fax. In such event, the financial institution shall retain the faxed reply.4. The formats of STR and faxed reply mentioned in the preceding two subparagraphs shall be prescribed by the Investigation Bureau.5. The data reported to the Investigation Bureau and relevant transaction records shall be kept in accordance with Article 12.
中文原文 金融機構防制洗錢辦法第15條
金融機構對疑似洗錢或資恐交易之申報，應依下列規定辦理：
一、金融機構對於符合第九條第五款規定之監控型態或其他異常情形，應依同條第四款及第六款規定，儘速完成是否為疑似洗錢或資恐交易之檢視，並留存紀錄。
二、對於經檢視屬疑似洗錢或資恐交易者，不論交易金額多寡，均應依調查局所定之申報格式簽報，並於專責主管核定後立即向調查局申報，核定後之申報期限不得逾二個營業日。
交易未完成者，亦同。
三、對屬明顯重大緊急之疑似洗錢或資恐交易案件之申報，應立即以傳真或其他可行方式儘速向調查局申報，並應補辦書面資料。
但經調查局以傳真資料確認回條確認收件者，無需補辦申報書。
金融機構並應留存傳真資料確認回條。
四、前二款申報書及傳真資料確認回條，應依調查局規定之格式辦理。
五、向調查局申報資料及相關紀錄憑證之保存，應依第十二條規定辦理。
一、金融機構對於符合第九條第五款規定之監控型態或其他異常情形，應依同條第四款及第六款規定，儘速完成是否為疑似洗錢或資恐交易之檢視，並留存紀錄。
二、對於經檢視屬疑似洗錢或資恐交易者，不論交易金額多寡，均應依調查局所定之申報格式簽報，並於專責主管核定後立即向調查局申報，核定後之申報期限不得逾二個營業日。
交易未完成者，亦同。
三、對屬明顯重大緊急之疑似洗錢或資恐交易案件之申報，應立即以傳真或其他可行方式儘速向調查局申報，並應補辦書面資料。
但經調查局以傳真資料確認回條確認收件者，無需補辦申報書。
金融機構並應留存傳真資料確認回條。
四、前二款申報書及傳真資料確認回條，應依調查局規定之格式辦理。
五、向調查局申報資料及相關紀錄憑證之保存，應依第十二條規定辦理。