Regulations Governing Information to be Published in Financial Institution Prospectuses for Offering and Issuance of Securities Article 4

The inside front cover of the prospectus shall be printed with the following items relevant to the current issue in sequential order:1.Sources of paid-in capital before the current issue, including cash capital increase, recapitalization of retained earnings, recapitalization of capital reserve, capital increase in connection with merger, and other sources of funds, and the respective ratio thereof compared with the paid-in capital amount.2.The prospectus distribution plan: describing the places for displaying the prospectus, ways of distribution, and methods for requesting and obtaining the prospectus.3.Name, address, website URL, and telephone number of the securities underwriter.4.Name, address, website URL, and telephone number of the financial bond or corporate bond guarantor institution.5.Name, address, website URL, and telephone number of the financial bond or corporate bond trustee.6.Name, address, website URL, and telephone number of the stock, financial bond or corporate bond certification institution.7.Name, address, website URL, and telephone number of the institution handling share transfer.8.Name, address, website URL, and telephone number of the credit rating institution.9.Firm names, addresses, website URLs, telephone numbers, and the names of the certifying lawyer and certified public accountant (CPA) for the financial or corporate bonds.10.Firm name, address, website URL, telephone number, and the name of the certifying CPA for the most recent year's financial report.11.The name of the reviewing attorney, and the name, address, web address, and telephone number of his/her firm.12.Name, title, contact telephone number and e-mail address of the spokesperson and the deputy spokesperson.13.Company's web address.
中文原文 金融業募集發行有價證券公開說明書應行記載事項準則第4條
公開說明書之封裏,應依序刊印下列與本次發行有關事項:
一、本次發行前實收資本之來源:包括現金增資、盈餘轉增資、資本公積轉增資、合併增資及其他來源之金額與各占實收資本額之比率。
二、公開說明書之分送計畫:說明公開說明書之陳列處所、分送方式及索取公開說明書之方法。
三、證券承銷商名稱、地址、網址及電話。
四、金融債券或公司債保證機構之名稱、地址、網址及電話。
五、金融債券或公司債受託機構之名稱、地址、網址及電話。
六、股票、金融債券或公司債簽證機構之名稱、地址、網址及電話。
七、辦理股票過戶機構之名稱、地址、網址及電話。
八、信用評等機構之名稱、地址、網址及電話。
九、金融債券或公司債簽證會計師及律師姓名、事務所名稱、地址、網址及電話。
十、最近年度財務報告簽證會計師姓名、事務所名稱、地址、網址及電話。
十一、複核律師姓名、事務所名稱、地址、網址及電話。
十二、發言人、代理發言人姓名、職稱、聯絡電話及電子郵件信箱。
十三、公司網址。

English translation for reference only; the Chinese text prevails. Not legal advice.