Regulations Governing Information to be Published in Financial Institution Prospectuses for Offering and Issuance of Securities Article 17

The section on new restricted employee shares shall include the following information:1. For all new restricted employee shares under which the vesting conditions have not been fully met, indicate the following: date of effective registration from the competent authority; the total number of units; issue date; number of shares issued; number of shares still available for issuance; issue price; vesting conditions; restricted rights; custody status; measures to be taken when vesting conditions are not met; number of shares that have been redeemed or bought back; number of shares in which the restrictions on rights have been released; number of shares in which the restrictions on rights have not been released; ratio of the number of shares in which the restrictions on rights have not been released to the number of total issued shares; and the effect on shareholders' equity. (Attachment 40)2.Names and acquisition status of managerial officers who have acquired new restricted employee shares and of employees who rank among the top ten in the number of new restricted employee shares acquired, cumulative to the date of publication of the prospectus. (Attachment 41)
中文原文 金融業募集發行有價證券公開說明書應行記載事項準則第17條
限制員工權利新股辦理情形應記載下列事項:
一、凡尚未全數達既得條件之限制員工權利新股主管機關申報生效日期及總股數、發行日期、已發行股數、尚可發行股數、發行價格、既得條件、受限制權利、保管情形、未達既得條件之處理方式、已收回或買回股數、已解除限制權利之股數、未解除限制權利之股數、未解除限制權利之股數占已發行股份總數比率及對股東權益影響。
(附表四十)二、累積至公開說明書刊印日止取得限制員工權利新股之經理人及取得前十大員工之姓名、取得情形。
(附表四十一)

English translation for reference only; the Chinese text prevails. Not legal advice.