Regulations Governing Qualification Requirements for the Founder or Responsible Persons of Financial Holding Companies and Concurrent Serving Restrictions and Matters for Compliance by the Responsible Persons of a Financial Holding Company Article 5
A financial holding company should have one person act as the general manager to handle the general affairs of the company and should not have another person with the equivalent functionalities. The general manager shall have good personal character, leadership and the ability to effectively manage the financial holding company, and possess any one of the following qualification:1. Have worked for not less than nine years in a financial institution or financial holding company as defined in the Act, and have served for not less than five years in the position of manager or in an equivalent position at the head office, and have performed with excellence in such position.2. There is other factual evidence sufficient to prove that he/she has leadership and professional financial expertise to operate the business of the financial holding company in a sound and effective manner.A person may not act as a general manager of a financial holding company until the relevant qualification documents have been submitted to and approved by the competent authority.
中文原文 金融控股公司發起人負責人應具備資格條件負責人兼職限制及應遵行事項準則第5條
金融控股公司應置總經理一人，負責綜理全公司業務，且不得有其他職責相當之人。
其應具備良好品德、領導及有效經營金融控股公司之能力，並具備下列資格之一：
一、本法所稱金融機構或金融控股公司工作經驗九年以上，並曾擔任總公司（總行）經理或同等職務五年以上，成績優良者。
二、有其他事實足資證明其具備主管領導能力及金融專業知識，可健全有效經營金融控股公司業務者。
擔任金融控股公司總經理者，其資格應事先檢具有關文件報經主管機關審查合格後，始得充任。
其應具備良好品德、領導及有效經營金融控股公司之能力，並具備下列資格之一：
一、本法所稱金融機構或金融控股公司工作經驗九年以上，並曾擔任總公司（總行）經理或同等職務五年以上，成績優良者。
二、有其他事實足資證明其具備主管領導能力及金融專業知識，可健全有效經營金融控股公司業務者。
擔任金融控股公司總經理者，其資格應事先檢具有關文件報經主管機關審查合格後，始得充任。