Regulations Governing Qualification Requirements for the Founder or Responsible Persons of Financial Holding Companies and Concurrent Serving Restrictions and Matters for Compliance by the Responsible Persons of a Financial Holding Company Article 10
In order to determine whether the responsible person of a financial holding company possess the qualification enlisted in these regulations, the competent authority is able to demand the financial holding company to submit necessary documents and information within a prescribed period of time or to designate a person to make explanations.
中文原文 金融控股公司發起人負責人應具備資格條件負責人兼職限制及應遵行事項準則第10條
主管機關對金融控股公司負責人是否具備本準則所定資格條件，得命金融控股公司於期限內提出必要之文件、資料或指定人員前來說明。