Regulations Governing Issuance of Corporate Bonds by Financial Holding Companies Article 7
The competent authority may reject a financial holding company's application (registration) to issue corporate bonds if any of the following circumstances exist:1. The application (registration) documents are incomplete or otherwise do not include all of the required information and the financial holding company fails to rectify such insufficiency before the prescribed deadline.2. Any event specified in Paragraph 2, Article 6.3. The financial holding company has failed to fully implement a previous issuance plan with no reasonable explanation having been provided for such failure.
中文原文 金融控股公司發行公司債辦法第7條
金融控股公司申請(報)發行公司債,有下列情形之一者,主管機關得予退回:
一、申請(報)書件或應記載事項不完備,未依限補正者。
二、有第六條第二項所列各款情事之一者。
三、前各次發行計畫未執行完成且無正當理由者。
一、申請(報)書件或應記載事項不完備,未依限補正者。
二、有第六條第二項所列各款情事之一者。
三、前各次發行計畫未執行完成且無正當理由者。