Financial Holding Company Act Article 54
Where a financial holding company has violated laws, regulations, or its articles of incorporation, or has possibly disturbed the sound operation, the competent authority may, correct the financial holding company, order it to improve [its operations] within a prescribed period of time, and order, depending on the severity of the situation, the following dispositions:1.The revocation of a resolution passed at a [board/shareholder] meeting;2.The suspension of all or part of the business of a subsidiary(ies) of the financial holding company;3.The dismissal of managerial personnel from their duties;4.The dismissal of directors and supervisors from their positions or the suspension of such directors and supervisors from their duties for a specified period of time;5.The disposal of the financial holding company's shareholdings in the relevant subsidiary(ies);6.Revocation of the approval [for the establishment of a financial holding company]; and/or7.Other necessary measures.In the event that a financial holding company's directors or supervisors are dismissed pursuant to Subparagraph 4 of the preceding paragraph, the competent authority shall notify the Ministry of Economic Affairs for purposes of cancellation of the registration of such persons as directors or supervisors. In the event that the approval [to establish a financial holding company] is revoked pursuant to Subparagraph 6 of Paragraph 1, the competent authority shall order such financial holding company to dispose of the shares with voting rights, or capital stock, that such financial holding company holds in banks, insurance companies or securities firms, and the dismissal of directors directly or indirectly elected or designated by such financial holding company to the extent that [the financial holding company's shareholding] does not meet the provisions of Article 4, Subparagraph 1, of this Act, and prohibit such financial holding company from using the term "financial holding company" in its name and order such financial holding company to amend its company registration. In the event that a financial holding company does not complete the measures ordered [pursuant to this paragraph] within the time period prescribed by the competent authority, the competent authority may order such financial holding company to commence its dissolution and liquidation.
中文原文 金融控股公司法第54條
金融控股公司有違反法令、章程或有礙健全經營之虞時,主管機關除得予以糾正、限期令其改善外,並得視情節之輕重,為下列處分:
一、撤銷法定會議之決議。
二、停止其子公司一部或全部業務。
三、令其解除經理人或職員之職務。
四、解除董事、監察人職務或停止其於一定期間內執行職務。
五、令其處分持有子公司之股份。
六、廢止許可。
七、其他必要之處置。
依前項第四款解除董事、監察人職務時,由主管機關通知經濟部廢止其董事或監察人登記。
依第一項第六款廢止許可時,主管機關應令該金融控股公司於一定期限內處分其對銀行、保險公司或證券商持有之已發行有表決權股份或資本額及直接、間接選任或指派之董事人數至不符第四條第一款規定,並令其不得再使用金融控股公司之名稱及辦理公司變更登記;未於期限內處分完成者,應令其進行解散及清算。
一、撤銷法定會議之決議。
二、停止其子公司一部或全部業務。
三、令其解除經理人或職員之職務。
四、解除董事、監察人職務或停止其於一定期間內執行職務。
五、令其處分持有子公司之股份。
六、廢止許可。
七、其他必要之處置。
依前項第四款解除董事、監察人職務時,由主管機關通知經濟部廢止其董事或監察人登記。
依第一項第六款廢止許可時,主管機關應令該金融控股公司於一定期限內處分其對銀行、保險公司或證券商持有之已發行有表決權股份或資本額及直接、間接選任或指派之董事人數至不符第四條第一款規定,並令其不得再使用金融控股公司之名稱及辦理公司變更登記;未於期限內處分完成者,應令其進行解散及清算。