Regulations Governing the Consolidated Capital Adequacy of Financial Holding Companies Article 7
The subsidiary of a financial holding company must meet the relevant capital adequacy requirement for its type of business.The group capital adequacy ratio calculated and reported by a financial holding company in accordance with these Regulations shall not be lower than 100%.If a financial holding company's group capital adequacy ratio fails to meet the standard set forth in the preceding paragraph, the financial holding company shall be sanctioned pursuant to Article 60 of the Act, and in addition, shall not distribute its earnings in cash or other assets. The competent authority may also take the following actions in view of the severity of the situation:1.Order the financial holding company or its responsible person to submit a capital restructuring or other finance and business improvement plans.2.Restrict the new acquisition or require the decrease of capital requirement, total risk-weighted assets, equivalent amount of operating risk, and total risk-based assets;3.Restrict the payment of compensation, bonuses, remuneration, travel allowances and other payments to directors and supervisors;4.Restrict investments made in accordance with Article 36 and Article 37 of the Act;5.Restrict the setup of branch offices or department by subsidiaries;6.Order the financial holding company to dispose of its equity interest in the invested enterprises within a specific period;7.Dismiss directors and supervisors and notify the competent authority in charge of company registration to take note thereof on the registered items. If necessary, appoint new directors and supervisors within a prescribed period; or8.Replace the management.
中文原文 金融控股公司合併資本適足性管理辦法第7條
金融控股公司之子公司，應符合各業別資本適足性之相關規範。
金融控股公司依本辦法計算及填報之集團資本適足率不得低於百分之一百。
金融控股公司之集團資本適足率未達前項之標準者，除依本法第六十條規定處罰外，盈餘不得以現金或其他財產分配，主管機關並得視情節輕重為下列之處分：
一、命令金融控股公司或其負責人限期提出資本重建或其他財務業務改善計畫。
二、限制新增或命其減少法定資本需求、風險性資產總額、經營風險之約當金額及風險資本。
三、限制給付董事、監察人酬勞、紅利、報酬、車馬費及其他給付。
四、限制依本法第三十六條、第三十七條之投資。
五、限制申設或命令限期裁撤子公司之分支機構或部門。
六、命令其於一定期間內處分所持有被投資事業之股份。
七、解任董事及監察人，並通知公司登記主管機關於登記事項註記。
必要時，得限期選任新董事及監察人。
八、撤換經理人。
金融控股公司依本辦法計算及填報之集團資本適足率不得低於百分之一百。
金融控股公司之集團資本適足率未達前項之標準者，除依本法第六十條規定處罰外，盈餘不得以現金或其他財產分配，主管機關並得視情節輕重為下列之處分：
一、命令金融控股公司或其負責人限期提出資本重建或其他財務業務改善計畫。
二、限制新增或命其減少法定資本需求、風險性資產總額、經營風險之約當金額及風險資本。
三、限制給付董事、監察人酬勞、紅利、報酬、車馬費及其他給付。
四、限制依本法第三十六條、第三十七條之投資。
五、限制申設或命令限期裁撤子公司之分支機構或部門。
六、命令其於一定期間內處分所持有被投資事業之股份。
七、解任董事及監察人，並通知公司登記主管機關於登記事項註記。
必要時，得限期選任新董事及監察人。
八、撤換經理人。