Implementation Rules of Internal Audit and Internal Control System of Financial Holding Companies and Banking Industries Article 49
A financial holding company or a banking business shall set out in its internal control system penalties for violations of these Regulations or its internal control system rules by management and relevant personnel.
中文原文 金融控股公司及銀行業內部控制及稽核制度實施辦法第49條
金融控股公司及銀行業應於內部控制制度中訂定管理階層及相關人員違反本辦法或其所定內部控制制度規定時之處罰。