When the financial holding subsidiary company attends to capital reduction following these regulations, it should fill out the application form as attached (see Attachment 1) and provide the following documents before its financial holding company submits the application to the competent authority:1. Minutes of board of the directors and shareholders’ meeting.2. The statement mentioned in Article 5 of these regulations.3. The financial reports and auditor’s report issued by an accountant in the most recent year and six months (if the applicant submits its application for over six months).4. The internal control improvement advices issued by an accountant and financial holding subsidiary company improvement status verified by the accountant in the most recent year and six months (if the applicant submits its application for over six months).5. The case verification form and double examination opinion form verified by an accountant.6. Cases that the company has been punished by the competent authority or fined over NT$1 million in the most recent one year and the improvement status for the illegal affairs approved by the competent authority.7. An explanation on the specific usage and estimated effects that the financial holding company obtaining capital via capital reduction in subsidiary company. A specific opinion form from a certified public accountant on the usage of the financial holding company after it obtains the capital and the estimated effects.8. Documents that prove the company meet the qualification mentioned in Paragraph 2, Article 3 of the Act and the regulations in Article 4.9. Other documents as may be required by the Competent Authorities.(Attachment 1)Application Form for Capital Reduction in Subsidiary Companies of a Financial Holding Company.pdf