Regulations Governing Cross-selling Activities Among Subsidiaries of a Financial Holding Company Article 6
The scope of other subsidiaries’ businesses (hereinafter referred to as other businesses) that a subsidiary of a financial holding company may engage in when conducting cross-selling is as follows:1. Banking business:(1) Opening of deposit accounts.(2) Referral of credit card business and delivery of credit cards on behalf of the bank.(3) Collecting fees and taxes for public utilities as an agent.(4) Receiving applications for the business of the bank itself.2. Securities business:(1) Opening of accounts for securities brokerage business or securities introducing broker business.(2) Sale and buyback of domestic funds as an agent.(3) Setting up online ordering terminals for investors to place orders with securities firms or securities introducing brokers.(4) Receiving applications related to securities affairs.3. Futures business:(1) Opening of accounts for futures brokerage business or futures introducing broker business.(2) Setting up online order terminals for futures traders to place orders with futures commission merchants or futures introducing brokers.(3) Receiving applications related to futures affairs.4. Insurance business:(1) Solicitation of insurance products approved or acknowledged for recordation by the FSC.(2) Setting up facilities connected to the Compulsory Automobile Liability Insurance Premium Inquiry Center, and delivering documents containing insurance clauses, insurance certificates, and insurance badges to the proposer when the insurance contract is established.(3) Receiving applications related to insurance affairs.5. trust business:(1).Product recommendation of insurance trusts or elderly care trusts offered by banks and securities firms that concurrently conduct trust business.(2) Receiving applications of insurance trusts or elderly care trusts offered by banks and securities firms that concurrently conduct trust business.When a mini-branch of a bank conducts cross-selling, it shall be limited to the businesses specified in Items 1 and 3, Subparagraph 4 of the preceding paragraph.The payment types, operating procedures, and other compliance items for insurance trusts and elderly care trusts under Subparagraph 5 of Paragraph 1 shall be drafted by the Trust Association of the Republic of China and reported to the FSC for approval.
中文原文 金融控股公司子公司間共同行銷管理辦法第6條
金融控股公司之子公司間進行共同行銷得從事他業之業務範圍如下：
一、銀行業務：
（一）存款戶之開戶。
（二）信用卡業務之推介及卡片之代為轉發。
（三）代理公用事業稅費等款之收付。
（四）銀行本機構業務之代收件。
二、證券業務：
（一）證券經紀業務或證券交易輔助業務之開戶。
（二）代理國內基金之銷售及買回。
（三）設置網路下單終端機，由投資人下單至證券商或證券交易輔助人。
（四）證券相關業務之代收件。
三、期貨業務：
（一）期貨經紀業務或期貨交易輔助業務之開戶。
（二）設置網路下單終端機，由期貨交易人下單至期貨商或期貨交易輔助人。
（三）期貨相關業務之代收件。
四、保險業務：
（一）招攬經本會核准或備查之保險商品。
（二）設置與強制汽車責任保險保險費查詢中心連線設施，於該險契約成立時，將載有保險條款之文書、保險證及保險標章交與要保人。
（三）保險相關業務之代收件。
五、信託業務：
（一）兼營信託業務之銀行及證券商辦理之保險金信託或安養信託之推介。
（二）兼營信託業務之銀行及證券商辦理之保險金信託或安養信託之代收件。
銀行簡易型分行進行共同行銷時，限於前項第四款第一目及第三目之業務。
第一項第五款保險金信託及安養信託之給付類型、作業程序及其他應遵循事項，由中華民國信託業商業同業公會擬訂，報本會核定。
一、銀行業務：
（一）存款戶之開戶。
（二）信用卡業務之推介及卡片之代為轉發。
（三）代理公用事業稅費等款之收付。
（四）銀行本機構業務之代收件。
二、證券業務：
（一）證券經紀業務或證券交易輔助業務之開戶。
（二）代理國內基金之銷售及買回。
（三）設置網路下單終端機，由投資人下單至證券商或證券交易輔助人。
（四）證券相關業務之代收件。
三、期貨業務：
（一）期貨經紀業務或期貨交易輔助業務之開戶。
（二）設置網路下單終端機，由期貨交易人下單至期貨商或期貨交易輔助人。
（三）期貨相關業務之代收件。
四、保險業務：
（一）招攬經本會核准或備查之保險商品。
（二）設置與強制汽車責任保險保險費查詢中心連線設施，於該險契約成立時，將載有保險條款之文書、保險證及保險標章交與要保人。
（三）保險相關業務之代收件。
五、信託業務：
（一）兼營信託業務之銀行及證券商辦理之保險金信託或安養信託之推介。
（二）兼營信託業務之銀行及證券商辦理之保險金信託或安養信託之代收件。
銀行簡易型分行進行共同行銷時，限於前項第四款第一目及第三目之業務。
第一項第五款保險金信託及安養信託之給付類型、作業程序及其他應遵循事項，由中華民國信託業商業同業公會擬訂，報本會核定。