Regulations Governing Cross-selling Activities Among Subsidiaries of a Financial Holding Company Article 3

Law:: Regulations Governing Cross-selling Activities Among Subsidiaries of a Financial Holding Company
Chinese:: 金融控股公司子公司間共同行銷管理辦法第3條

When a financial holding company applies to conduct cross-selling specified in Article 6, it shall comply with the following criteria:1. The capital adequacy ratio of the financial holding company calculated on a consolidated basis as most recently reported in accordance with regulations is not less than 100%.2. Within the past six months, it has not been subject to administrative sanctions imposed by the Financial Supervisory Commission (hereinafter referred to as the FSC) pursuant to Subparagraph 1, 4, 5, or 6, Paragraph 1, Article 54; Paragraph 1, Article 55; or Paragraph 2, Article 56 of the Financial Holding Company Act.

中文原文金融控股公司子公司間共同行銷管理辦法第3條

金融控股公司申請辦理第六條所規定之共同行銷業務時，應符合下列規定：
一、最近一次依規定申報之金融控股公司以合併基礎計算之資本適足率未低於百分之一百者。
二、最近半年內未曾受金融監督管理委員會（以下簡稱本會）依金融控股公司法第五十四條第一項第一款、第四款、第五款及第六款之處分、第五十五條第一項之處分、第五十六條第二項之處分。

English translation for reference only; the Chinese text prevails. Not legal advice.