Regulations Governing the Public Offering or Private Placement of REIT and REAT Beneficiary Securities by a Trustee Article 3
The terms used in these Regulations shall be defined as follows:1.“Public offering” shall mean an act of publicly offering beneficiary securities to unspecified persons.2.“Private placement” shall mean an act of offering beneficiary securities to specific persons.3.“Additional public offering” shall mean an act of offering beneficiary securities in addition to the total amount that has been approved or effectively registered.4.“Additional private placement” shall mean an act of privately placing beneficiary securities in addition to the total amount that has been approved or effectively registered.5.“Application for approval” shall mean the Competent Authority reviewing relevant documents submitted by a trustee and granting approval if no irregular circumstances are found.6.“Effective registration” shall mean a trustee duly preparing all relevant documents as required and filing them with the Competent Authority for registration, and the registration becoming effective within a prescribed number of business days from the date on which the Competent Authority receives the registration documents, except where the registration documents are incomplete, or the required information is not fully provided, or supplemental information or clarification is required for the protection of public interest, or the filing is rejected by the Competent Authority.
中文原文 受託機構募集或私募不動產投資信託或資產信託受益證券處理辦法第3條
本辦法用詞，定義如下：
一、募集：指向不特定人公開招募受益證券之行為。
二、私募：指向特定人招募受益證券之行為。
三、追加募集：指於核准或申報生效之總額外，進行募集行為。
四、追加私募：指於核准或申報生效之總額外，進行私募行為。
五、申請核准：指主管機關以受託機構所提出相關書件予以審查，如未發現異常情事即予以核准。
六、申報生效：指受託機構依規定檢齊相關書件並提出申報，除因申報書件不完備或應記載事項不充分、為保護公益有必要補正說明或經主管機關退回者外，其案件自主管機關收到申報書之日起屆滿一定營業日後生效。
一、募集：指向不特定人公開招募受益證券之行為。
二、私募：指向特定人招募受益證券之行為。
三、追加募集：指於核准或申報生效之總額外，進行募集行為。
四、追加私募：指於核准或申報生效之總額外，進行私募行為。
五、申請核准：指主管機關以受託機構所提出相關書件予以審查，如未發現異常情事即予以核准。
六、申報生效：指受託機構依規定檢齊相關書件並提出申報，除因申報書件不完備或應記載事項不充分、為保護公益有必要補正說明或經主管機關退回者外，其案件自主管機關收到申報書之日起屆滿一定營業日後生效。