Regulations Governing the Management of Collective Trust Funds Article 17
Every collective trust fund shall appoint at least one employee with decision-making power to take charge of the utilization and management of collective trust fund assets on a full-time basis.The person with decision-making power over the utilization of the collective trust fund shall, in addition to possessing the required trust-related professional knowledge and experience as prescribed by the competent authority pursuant to Paragraph 4, Article 24 of the Act, possess at least one of the following relevant qualifications and work experiences based on the utilization purpose and scope set out in the collective trust fund offering plan:1. Three or more years of work experience at a financial institution in investment or asset management related to the scope of fund utilization.2. Three or more years of experience in utilizing and managing collective investments or discretionary investments.3. Having obtained the credential of securities investment analyst in Taiwan or overseas, or senior securities specialist in Taiwan, and three or more years of work experience in the position of securities analyst or investment strategist at a professional institution.4. Other qualifications and work experience relating to the scope of fund utilization which are reported to and approved by the Trust Association in advance.
中文原文 共同信託基金管理辦法第17條
每一共同信託基金應至少指定一名具有運用決定權人員,專責處理共同信託基金資產運用及管理之事務。
對共同信託基金具有運用決定權之人員,除應具備主管機關依本法第二十四條第四項所定信託專門學識或經驗外,並應依其募集發行計畫之運用目的及範圍,至少具備下列各款之一所定之相關資格及工作經驗:
一、於金融機構從事與運用範圍相關之投資或資產管理工作經驗達三年以上。
二、具備集合投資或全權委託投資之運用管理經驗達三年以上。
三、取得國內外證券投資分析師或國內證券商高級業務員之資格,並在專業機構擔任證券分析或投資決策工作經驗達三年以上。
四、其他運用範圍之相關資格及工作經驗,並事先報經同業公會認可。
對共同信託基金具有運用決定權之人員,除應具備主管機關依本法第二十四條第四項所定信託專門學識或經驗外,並應依其募集發行計畫之運用目的及範圍,至少具備下列各款之一所定之相關資格及工作經驗:
一、於金融機構從事與運用範圍相關之投資或資產管理工作經驗達三年以上。
二、具備集合投資或全權委託投資之運用管理經驗達三年以上。
三、取得國內外證券投資分析師或國內證券商高級業務員之資格,並在專業機構擔任證券分析或投資決策工作經驗達三年以上。
四、其他運用範圍之相關資格及工作經驗,並事先報經同業公會認可。