Regulations Governing Issuance of NTD Bank Debentures by Foreign Bank Branches Article 7
The issue amount of NTD bank debentures plus the amount of outstanding previously issued financing bonds shall not exceed eight times the Foreign Bank Branch's net worth, and the head office of the Foreign Bank Branch shall promise to assume the full responsibility for the such issuing debentures and performance of debt by the Foreign Bank Branch in written statement.For the issuance and the sale of bank debentures, a Foreign Bank Branch shall inform investors of the following information:1. Credit rating: Credit rating of the bank or the NTD bank debenture; if only credit rating of the bank is provided, the bank shall remind investors to heed the risks associated with the debenture itself;2. Investment risk: Including the fact that a bank debenture is non-deposit, not insured by the Central Deposit Insurance Corporation;3. Major terms and conditions: Including whether the bank debenture is cancelable, callable or redeemable, and other conditions etc;4. In the case of a subordinated bank debenture, explanations to the priority of claim and the legal effect of subordination; and5. Other material terms and conditions with respect to issuance of bank debentures.For the offering and the issuance of bank debentures, a Foreign Bank Branch shall follow the provisions of the Regulations Governing Information to be Published in Financial Institution Prospectuses for Offering and Issuance of Securities.If a Foreign Bank Branch commissions an underwriter to issue its bank debentures, the Foreign Bank Branch shall enter an agreement with the said underwriter, requiring the said underwriter to perform the obligation of disclosure as provided in the paragraph 2.The net worth specified in Paragraph 1 shall be calculated in accordance with Paragraph 3, Article 19-3, and Article 19-4 of the Regulations Governing Foreign Bank Branches and Representative Offices.
中文原文 外國銀行在臺分行發行新臺幣金融債券辦法第7條
外國銀行分行申請發行新臺幣金融債券金額加計前已發行流通在外之餘額，不得超過其淨值之八倍，並應經其總行出具聲明承諾對其分支機構發行債券之行為及其債務履行負全部責任。
外國銀行分行發行及銷售金融債券，應告知投資人下列事項：
一、信用評等等級：銀行或金融債券之評等等級，如係採銀行信用評等，應提醒投資人注意債券標的本身之風險。
二、投資風險：包括金融債券非存款，不受中央存款保險公司存款保險之保障等。
三、重大發行條件：包括金融債券得否中途解約、買回或賣回及其條件等。
四、如為次順位金融債券，其求償順位及次順位之法律效果說明。
五、其他重要發行辦法及條件。
外國銀行分行公開募集發行金融債券應依金融業募集發行有價證券公開說明書應行記載事項準則辦理。
外國銀行分行委託承銷機構銷售其發行之金融債券時，應約定由承銷機構履行第二項告知義務。
第一項所稱之淨值，依外國銀行分行及代表人辦事處設立及管理辦法第十九條之三第三項及第十九條之四規定計算之。
外國銀行分行發行及銷售金融債券，應告知投資人下列事項：
一、信用評等等級：銀行或金融債券之評等等級，如係採銀行信用評等，應提醒投資人注意債券標的本身之風險。
二、投資風險：包括金融債券非存款，不受中央存款保險公司存款保險之保障等。
三、重大發行條件：包括金融債券得否中途解約、買回或賣回及其條件等。
四、如為次順位金融債券，其求償順位及次順位之法律效果說明。
五、其他重要發行辦法及條件。
外國銀行分行公開募集發行金融債券應依金融業募集發行有價證券公開說明書應行記載事項準則辦理。
外國銀行分行委託承銷機構銷售其發行之金融債券時，應約定由承銷機構履行第二項告知義務。
第一項所稱之淨值，依外國銀行分行及代表人辦事處設立及管理辦法第十九條之三第三項及第十九條之四規定計算之。