Regulations Governing The Establishment Criteria and Administration of The Industrial Bank Article 24
As regards the establishment of an industrial bank, a promoter(s) shall, within two months from the date when the bank is permitted to be established, pay for shares subscribed by him/her/it in full, submit each of the following documents in three copies, apply to the Commission for approval of the public subscription of shares and at the same time, forward a notification on application for public subscription of shares to the Banking Bureau of the Commission:1.Application form for the establishment of public offering.2.Permit letter which states that the Commission approves the establishment of the industrial bank.3.Business plan.4.Name list of promoters.5.Minutes of promoters' meetings.6.Name and address of a bank which collects payment for shares being subscribed for a to-be industrial bank, and evidence as regards the situation that a promoter(s) has, pursuant to the provisions, paid for shares in full.7.Description of promoters' fund source.8.Articles of public offering.9.Public offering memorandum stipulated in Article 30 of the Securities and Exchange Act.10.Evaluation opinions with respect to business plan, as provided by an underwriter.11.Draft of underwriting agreement.12.Declaration that the application and the items stated herein are not false and concealed.13.Other documents required by the Commission.Within thirty days from the date of the arrival of the notification on the Commission's approval of public subscription of shares, the industrial bank shall publicly announce each Subparagraph of the receding Paragraph other than Subparagraph 7, together with the date (year/month/day) of the Commission's approval of public subscription of the bank's shares and the reference number of the foresaid notification. After the public announcement, the bank can offer shares for public subscription. If an industrial bank does not apply to the Commission for approval of the public subscription of the bank's shares pursuant to Paragraph 1, or the bank does apply but the Commission does not approve the application, then the Commission may annul the establishment permit of the bank. If, however, the bank has proper reasons for its failure to apply to the Commission pursuant to the said provision, it can apply to the said authority to extend the prescribed period mentioned in Paragraph 1 for one month before the expiration of the said prescribed period.
中文原文 工業銀行設立及管理辦法第24條
工業銀行之設立，發起人應自許可設立之日起二個月內繳足股款，檢具下列書件各三份，申請本會核准公開招募股份並副知本會銀行局：
一、募集設立申請書。
二、本會核准工業銀行設立許可函。
三、營業計畫書。
四、發起人名冊。
五、發起人會議紀錄。
六、代收股款之銀行名稱、地址，以及發起人已依規定繳足股款之證明。
七、發起人之資金來源說明。
八、招股章程。
九、證券交易法第三十條規定之公開說明書。
十、證券承銷商就營業計畫書所出具之評估意見書。
十一、承銷契約草本。
十二、本申請書暨附件所載事項無虛偽、隱匿之聲明。
十三、其他經本會規定提出之文件。
前項各款，除第七款外，應於本會核准通知到達之日起三十日內，加記核准年、月、日及文號，公告後招募之。
未依第一項規定向本會提出申請，或未經本會核准者，本會得廢止其許可。
但有正當理由，在第一項期限屆滿前得申請本會延展一個月。
一、募集設立申請書。
二、本會核准工業銀行設立許可函。
三、營業計畫書。
四、發起人名冊。
五、發起人會議紀錄。
六、代收股款之銀行名稱、地址，以及發起人已依規定繳足股款之證明。
七、發起人之資金來源說明。
八、招股章程。
九、證券交易法第三十條規定之公開說明書。
十、證券承銷商就營業計畫書所出具之評估意見書。
十一、承銷契約草本。
十二、本申請書暨附件所載事項無虛偽、隱匿之聲明。
十三、其他經本會規定提出之文件。
前項各款，除第七款外，應於本會核准通知到達之日起三十日內，加記核准年、月、日及文號，公告後招募之。
未依第一項規定向本會提出申請，或未經本會核准者，本會得廢止其許可。
但有正當理由，在第一項期限屆滿前得申請本會延展一個月。