Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets Article 1

Law:: Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets
Chinese:: 證券暨期貨市場各服務事業建立內部控制制度處理準則第1條

These Regulations are adopted pursuant to Article 14-1, paragraph 2 of the Securities and Exchange Act, Article 97-1, paragraph 2 of the Futures Trading Act, and Article 93 of the Securities Investment Trust and Consulting Act.

中文原文證券暨期貨市場各服務事業建立內部控制制度處理準則第1條

本準則依證券交易法第十四條之一第二項、期貨交易法第九十七條之一第二項及證券投資信託及顧問法第九十三條規定訂定之。

English translation for reference only; the Chinese text prevails. Not legal advice.