Regulations Governing Centralized Securities Depository Enterprises Article 8
Upon being legally registered, a CSDE shall file a business license application to the FSC with the following documents:1.Documentary proof of company registration. 2.Articles of incorporation. 3.Shareholders list and a copy of the minutes of shareholders meeting. 4.A roster of directors, supervisors, and managerial officers, and a written statement declaring that situations specified in Article 53 of the Act do not apply to any of the aforesaid persons. 5.A copy of the minutes of the board of directors meeting. 6.A roster of associated persons, their credential certificates, and a written statement declaring that situations specified in Article 54 of the Act do not apply to any of the aforesaid persons. 7.Other documents as may be required by the FSC. The approval of a CSDE which failed to apply for the business license with the FSC 6 months after its proper company registration may be canceled by the FSC; the enterprise may however, upon the showing of a good cause and prior to the deadline, apply with the FSC for an up to 6 months extension of the deadline; provided that such extension shall be granted for only once.
中文原文 證券集中保管事業管理規則第8條
證券集中保管事業應於依法辦妥公司登記後,檢附下列書件,向本會申請核發營業執照:
一、公司登記證明文件。
二、公司章程。
三、股東名冊及股東會議事錄。
四、董事、監察人、經理人名冊及無本法第五十三條規定情事之書面聲明。
五、董事會議事錄。
六、業務人員名冊、資格證明及無本法第五十四條規定情事之書面聲明。
七、其他經本會規定之書件。
證券集中保管事業辦理公司登記後,未於六個月內申請核發營業執照者,本會得廢止其核准。
但有正當理由,於期限屆滿前,得申請本會核准延展;延展期限不得超過六個月,並以一次為限。
一、公司登記證明文件。
二、公司章程。
三、股東名冊及股東會議事錄。
四、董事、監察人、經理人名冊及無本法第五十三條規定情事之書面聲明。
五、董事會議事錄。
六、業務人員名冊、資格證明及無本法第五十四條規定情事之書面聲明。
七、其他經本會規定之書件。
證券集中保管事業辦理公司登記後,未於六個月內申請核發營業執照者,本會得廢止其核准。
但有正當理由,於期限屆滿前,得申請本會核准延展;延展期限不得超過六個月,並以一次為限。