Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms Article 7
If a securities firm conducts securities business money lending and the customer's financing period is from the second business day to the fifth business day after the trade date, the securities that the customer has purchased shall be used as collateral.The value of the collateral referred to in the preceding paragraph shall be limited to a certain percentage of the amount of money loaned by the securities firm to the customer. The percentage shall be drafted by the TWSE in joint consultation with the TPEx, and submitted to the competent authority for final approval.Up to the second business day after the trade date, a securities firm may notify a customer of any additional requirement to provide the following as collateral:1. TWSE or TPEx listed securities.2. Beneficial certificates of securities investment trust funds or futures trust funds that are domestically offered and that invest domestically.3. Central government bonds.4. Physical gold that is registered for trading over the counter.5. Other collateral approved by the competent authority.The securities firm and customer shall agree that prior to the expiration of the financing period, the customer may use its securities trading funds balance to repay money lending.
中文原文 證券商辦理證券業務借貸款項管理辦法第7條
證券商辦理證券業務借貸款項，融通期限為成交日次二營業日至次五營業日者，應以客戶買進證券為擔保。
前項擔保品價值應以證券商借貸與客戶之金額一定比率為限。
其比率由證券交易所會同證券櫃檯買賣中心擬訂，報請主管機關核定。
證券商於成交日次二營業日前，得通知客戶另提出下列擔保品：
一、上市或上櫃有價證券。
二、國內募集投資國內之證券投資信託基金或期貨信託基金受益憑證。
三、中央政府債券。
四、登錄櫃檯買賣之黃金現貨。
五、其他經主管機關核准之擔保品。
證券商應與客戶約定，融通期限屆滿前，客戶得以有價證券買賣結餘款償還借貸款項。
前項擔保品價值應以證券商借貸與客戶之金額一定比率為限。
其比率由證券交易所會同證券櫃檯買賣中心擬訂，報請主管機關核定。
證券商於成交日次二營業日前，得通知客戶另提出下列擔保品：
一、上市或上櫃有價證券。
二、國內募集投資國內之證券投資信託基金或期貨信託基金受益憑證。
三、中央政府債券。
四、登錄櫃檯買賣之黃金現貨。
五、其他經主管機關核准之擔保品。
證券商應與客戶約定，融通期限屆滿前，客戶得以有價證券買賣結餘款償還借貸款項。