Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers Article 2
A securities firm that accepts custody of and invests funds on behalf of customers shall first obtain the approval of the competent authority.
中文原文 證券商辦理客戶委託保管及運用其款項管理辦法第2條
證券商辦理客戶委託保管及運用其款項業務，應經主管機關核准。