Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers Article 17
A company that is an interested party of a securities firm as mentioned in the preceding Article, paragraph 2, subparagraph 11 shall mean a company in any of the following circumstances:1. A company that has a relationship with the securities firm as specified in Chapter VI-I (Affiliated Enterprises) of the Company Act.2. A company elected to be a director or supervisor of the securities firm, either in its capacity as a juristic person or via its representative.3. A company in which a director, supervisor or managerial officer of the securities firm serves as a director, supervisor or managerial officer.
中文原文 證券商辦理客戶委託保管及運用其款項管理辦法第17條
前條第二項第十一款所稱與證券商有利害關係之公司，係指有下列情事之一者：
一、與證券商具有公司法第六章之一關係企業所定關係。
二、以法人身分或推由其代表人當選為證券商之董事或監察人之公司。
三、證券商之董事、監察人或經理人擔任該公司之董事、監察人或經理人。
一、與證券商具有公司法第六章之一關係企業所定關係。
二、以法人身分或推由其代表人當選為證券商之董事或監察人之公司。
三、證券商之董事、監察人或經理人擔任該公司之董事、監察人或經理人。