Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers Article 14

Where the funds kept under custody and invested by a securities firm on behalf of a customer are kept for a period exceeding ten business days, and are less than the required minimum amount for investment as specified in Article 16 and have to be transferred to the customer's account at a financial institution, that customer account may not be other than the funds transfer account for securities opened by the customer to conduct the transactions under Article 10, paragraph 1, subparagraph 1.