Regulations Governing Securities Firms Article 8
In operating securities business, a securities firm shall have its business conducted by duly registered qualified associated persons in accordance with the Regulations Governing the Responsible Persons and Associated Persons of Securities Firms.
中文原文 證券商管理規則第8條
證券商經營證券業務，應依證券商負責人及業務人員管理規則之規定，由登記合格之業務人員執行業務。