Regulations Governing Securities Firms Article 63
Securities firms, with the exceptions of those concurrently operated by financial institutions and of foreign securities firms who have obtained FSC approval for waiver of this Chapter's regulations, shall fill out the Itemized Statement of the Regulatory Capital Adequacy of the Securities Firm monthly in accordance with the applicable calculation method, and by the 10th of the next month, report it according to the method prescribed in Article 21, paragraph 4. When necessary, the FSC also may require securities firms to file reports at any time.The format of the Itemized Statement of the Regulatory Capital Adequacy of the Securities Firm referred to in the preceding paragraph shall be prescribed by the FSC.In addition to disclosing capital adequacy information of the securities firm pursuant to the requirements of the FSC, the TWSE, or other relevant institutions, a securities firm shall disclose the most recent regulatory capital adequacy ratio information in the annual report.
中文原文 證券商管理規則第63條
證券商除由金融機構兼營及經本會核准免適用本章規定之外國證券商外，應依其適用之計算方式每月填製證券商自有資本適足明細申報表，並於次月十日前，依第二十一條第四項規定之方式申報。
本會必要時亦得要求證券商隨時填報送檢。
前項證券商自有資本適足明細申報表格式，由本會定之。
證券商資本適足性資訊揭露，除依本會或證券交易所等證券相關機構規定辦理外，證券商應將最近期之自有資本適足比率等資訊，於年報中揭露。
本會必要時亦得要求證券商隨時填報送檢。
前項證券商自有資本適足明細申報表格式，由本會定之。
證券商資本適足性資訊揭露，除依本會或證券交易所等證券相關機構規定辦理外，證券商應將最近期之自有資本適足比率等資訊，於年報中揭露。