Regulations Governing Securities Firms Article 53-1
Unless otherwise provided by the FSC, a securities firm that has made an equity investment in an overseas enterprise(s) as approved by the FSC shall do the following:1. Submit to the FSC, within 15 days after the end of each quarter, a business report on the invested overseas subsidiary(ies). Such business report shall include business operations status, revenues and expenditures, and benefits assessment.2. Submit a report on the operational status of the invested overseas enterprise(s) along with the monthly accounting summary.3. Report basic company information on the invested overseas enterprise(s) through the information reporting system designated by the FSC.4. Submit other information or documentation as required by the FSC.
中文原文 證券商管理規則第53-1條
證券商經本會核准投資海外事業者，除本會另有規定外，應依下列規定辦理：
一、每季終了後十五日內向本會提交所投資海外子公司之業務報告，該業務報告應包含業務辦理情形、收支狀況、效益評估等內容。
二、於每月申報月計表時，應併同檢送所投資海外事業之營運狀況。
三、於本會指定之資訊申報系統填報投資海外事業之基本資料。
四、本會規定應提出之其他資料或文件。
一、每季終了後十五日內向本會提交所投資海外子公司之業務報告，該業務報告應包含業務辦理情形、收支狀況、效益評估等內容。
二、於每月申報月計表時，應併同檢送所投資海外事業之營運狀況。
三、於本會指定之資訊申報系統填報投資海外事業之基本資料。
四、本會規定應提出之其他資料或文件。