Regulations Governing the Issuance of Exchange Traded Notes by Securities Firms Article 17
A securities firm shall on each business day announce the unit indicative value of each ETN of the previous business day.If the effective registration of a securities firm's ETNs is voided or revoked by the competent authority, the securities firm shall announce the fact within 2 days counting inclusively from the date of occurrence.A securities firm shall report to the competent authority and announce the following events within 2 days counting inclusively from the date of occurrence:1.Any occurrence of a material event in connection with the underlying index, where the event materially affects investors' rights or interests.2.Any material investor litigation or dispute arising in connection with the issuance of the ETNs.3.Any material change to the finances or business of the securities firm.4.The securities firm's early redemption, halting or resumption of purchases, or suspension of purchases.5.Any other event that materially affects investors' rights or interests.
中文原文 證券商發行指數投資證券處理準則第17條
證券商應於每一營業日公告前一營業日指數投資證券之單位指標價值。
證券商所發行之指數投資證券經主管機關撤銷或廢止申報生效者，應於事實發生之即日起算二日內公告。
證券商就下列事項，應於事實發生之即日起算二日內向主管機關申報並公告：
一、發生有關標的指數之重大事項並對投資人權益有重大影響。
二、發行指數投資證券所生之投資人重大訴訟或重大爭議。
三、證券商發生財務或業務重大變化。
四、證券商有提前贖回、暫停或恢復申購及停止申購情事。
五、其他重大影響投資人權益之事項。
證券商所發行之指數投資證券經主管機關撤銷或廢止申報生效者，應於事實發生之即日起算二日內公告。
證券商就下列事項，應於事實發生之即日起算二日內向主管機關申報並公告：
一、發生有關標的指數之重大事項並對投資人權益有重大影響。
二、發行指數投資證券所生之投資人重大訴訟或重大爭議。
三、證券商發生財務或業務重大變化。
四、證券商有提前贖回、暫停或恢復申購及停止申購情事。
五、其他重大影響投資人權益之事項。