Regulations Governing the Issuance of Exchange Traded Notes by Securities Firms Article 14
After a securities firm has obtained effective registration to issue ETNs, it shall apply to, and enter into a listing contract with, the TWSE or TPEx for listing of the ETNs on the TWSE or TPEx. The TWSE or TPEx shall file the TWSE or TPEx listing contract with the competent authority for recordation.Matters related to the listing, trading, or delisting of ETNs on or from the TWSE or TPEx shall be handled in accordance with the applicable TWSE or TPEx rules.
中文原文 證券商發行指數投資證券處理準則第14條
證券商發行指數投資證券,經申報生效後,應向證券交易所或櫃檯買賣中心申請指數投資證券上市或上櫃並訂立指數投資證券上市或上櫃契約,證券交易所或櫃檯買賣中心應將上市或上櫃契約申報主管機關備查。
指數投資證券之上市或上櫃、交易及終止上市或上櫃相關事項,應依證券交易所或櫃檯買賣中心之相關規定辦理。
指數投資證券之上市或上櫃、交易及終止上市或上櫃相關事項,應依證券交易所或櫃檯買賣中心之相關規定辦理。