Regulations Governing the Issuance of Exchange Traded Notes by Securities Firms Article 10

Beginning on the date upon which a securities firm receives written notice of suspension of effective registration, it may submit supplemental materials in response to the suspension reason(s), and apply for lifting the suspension. If the competent authority does not again notify it to submit supplemental materials or reject its filing, the registration shall become effective when the effective registration period set out in Article 7, paragraph 1 has elapsed counting inclusively from the date upon which the competent authority receives the supplementary or corrective documentation.After an effective registration is suspended by the competent authority under the preceding article, if within 12 business days, counting inclusively from the date upon which it receives the written notice of suspension, the securities firm does not apply for lifting of the suspension in accordance with the preceding paragraph or it applies for lifting of the suspension but the suspension reasons still exist, the competent authority may reject its filing.