Standards Governing the Establishment of Securities Firms Article 8
Prior to filing an application with the FSC for permission to engage in brokerage or proprietary trading business on the centralized exchange market, the applicant shall receive consent for computer linkage from the securities central depository enterprise and, according to the type of business which it operates, receive consent for computer linkage from the stock exchange centralized exchange market in advance as specified below:1. A securities dealer: linkage to the host computer or terminal.2. A securities broker: linkage to the host computer or terminal.Prior to filing an application with the FSC for permission for the securities firm and its additionally established branch offices to engage in brokerage or proprietary trading business on the over-the-counter market, the applicant shall receive consent from the TPEx for computer linkage for its securities trading information.
中文原文 證券商設置標準第8條
申請在集中交易市場經營受託或自行買賣有價證券業務之證券商，應於向本會申請許可前，取得與證券集中保管事業電腦連線之承諾，並按其種類依左列規定先取得證券交易所集中交易市場電腦連線之承諾：
一、證券自營商：主機或終端機之連線。
二、證券經紀商：主機或終端機之連線。
申請在證券商及其增設之分支機構營業處所經營受託或自行買賣有價證券業務之證券商，應於向本會申請許可前，先向證券櫃檯買賣中心取得其買賣有價證券交易資訊之電腦連線承諾。
一、證券自營商：主機或終端機之連線。
二、證券經紀商：主機或終端機之連線。
申請在證券商及其增設之分支機構營業處所經營受託或自行買賣有價證券業務之證券商，應於向本會申請許可前，先向證券櫃檯買賣中心取得其買賣有價證券交易資訊之電腦連線承諾。