Standards Governing the Establishment of Securities Firms Article 20-1
A securities firm applying for conversion of a branch office into a simple branch office shall meet the requirements of subparagraphs 6 and 7 of paragraph 1 of the preceding article.If a securities firm does not meet the requirement set forth in subparagraph 6 of paragraph 1 of the preceding paragraph, but has shown concrete improvement in the circumstances, and the FSC has recognized the improvement, the securities firm may be exempted from the relevant requirement.
中文原文 證券商設置標準第20-1條
證券商申請分支機構變更為簡易分支機構，應符合前條第一項第六款及第七款規定。
證券商不符前條第一項第六款之條件，但其情事已具體改善，並經本會認可，得不受其限制。
證券商不符前條第一項第六款之條件，但其情事已具體改善，並經本會認可，得不受其限制。