In filing an application with the FSC for the permit to concurrently operate securities business, a financial institution shall submit all of the following documentation:1. The application (Annex 6).2. Photocopy of its business license.3. Articles of incorporation or document equivalent to articles of incorporation.4. Business plan: specifying the principles of business operation; internal organization and division of labor; personnel recruitment; overview of the site and facilities; and financial forecasts for the next 3 years.5. Meeting minutes of the board of directors or board of governors.6. List of directors and supervisors.7. Statement declaring that none of the circumstances in Article 53 of the Act exists in respect of its directors and supervisors (Annex 5).8. Certification of the deposit made under Article 7.9. Documentation affirming the availability of the computer linkage as required under Article 8.10. Other documents as required by the FSC.An FCM that applies to concurrently operate securities business, in addition to submitting the documentation of the preceding paragraph, shall also submit the most recent CPA-audited and attested financial report, and operating rules regarding risk segregation and conflicts of interest for securities and futures business operations.