Standards Governing the Establishment of Securities Firms Article 13
A financial institution that in accordance with the Banking Act or other laws and regulations may concurrently operate securities business, when filing an application for the concurrent operation of such business, shall do so under the name of the financial institution.
中文原文 證券商設置標準第13條
金融機構依銀行法或其他法令規定得兼營證券業務者，其申請兼營應以機構名義為之。