Regulations Governing Responsible Persons and Associated Persons of Securities Firms Article 1
These Regulations are adopted pursuant to Article 54, paragraph 2 and Article 70 of the Securities and Exchange Act ("the Act").
中文原文 證券商負責人與業務人員管理規則第1條
本規則依證券交易法（以下簡稱本法）第五十四條第二項及第七十條規定訂定之。