Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities Article 19
A securities firm accepting orders to trade foreign securities shall prepare and submit a trade report to the principal after the transaction. Where the principal has signed a consent form, however, and it has been confirmed that the principal has been notified of the relevant trading information by telephone, e-mail, facsimile, text message, voice mail, or web page program on the confirmed transaction date, the securities firm may be exempt from the requirement for submitting a trade report to the principal.The trade report referred to in the preceding paragraph shall contain the following particulars:1. Account number and account holder name.2. Transaction date.3. Settlement date.4. International stock code.5. Type of transacted securities.6. Number of shares or par value thereof.7. Unit price and total price8. Service charges.9. Taxation.10. Amount of money to be received or paid.11. Currency of settlement.12. Exchange rate, applicable where settlement is made in New Taiwan Dollars.13. Other matters to be recorded in accordance with the regulations of the foreign securities market.
中文原文 證券商受託買賣外國有價證券管理規則第19條
證券商受託買賣外國有價證券，應於成交後作成買賣報告書並交付委託人。
但經委託人簽具同意書且於確認成交日當天將委託買賣相關資料以電話、電子郵件、傳真、簡訊、語音或網頁程式方式通知委託人者，得免交付委託人買賣報告書。
前項買賣報告書應載明下列事項：
一、帳號及戶名。
二、成交日期。
三、交割日期。
四、國際證券代號。
五、成交證券種類。
六、股數或面額。
七、單價及價金。
八、手續費。
九、稅捐。
十、應收或應付金額。
十一、交割幣別。
十二、匯率，以新臺幣交割者適用。
十三、其他外國證券市場規定應行記載事項。
但經委託人簽具同意書且於確認成交日當天將委託買賣相關資料以電話、電子郵件、傳真、簡訊、語音或網頁程式方式通知委託人者，得免交付委託人買賣報告書。
前項買賣報告書應載明下列事項：
一、帳號及戶名。
二、成交日期。
三、交割日期。
四、國際證券代號。
五、成交證券種類。
六、股數或面額。
七、單價及價金。
八、手續費。
九、稅捐。
十、應收或應付金額。
十一、交割幣別。
十二、匯率，以新臺幣交割者適用。
十三、其他外國證券市場規定應行記載事項。