Regulations Governing Securities Dealers Associations Article 15

A securities dealers association shall set service rules for its personnel, and shall file them with the FSC for recordation; the same applies whenever the rules are amended.
中文原文 證券商同業公會業務管理規則第15條
證券商同業公會應訂定會務工作人員服務規則申報本會備查;修正時亦同。

English translation for reference only; the Chinese text prevails. Not legal advice.